Roxanne Cardenas
Compliance Associate & Senior Business Operations Specialist

Roxanne works with the Chief Compliance Officer in developing and implementing internal controls, and policies and procedures to ensure compliance with all laws and regulations. As a Senior Business Operations Specialist she is also responsible for supporting all business functions related to the firms operation.

Roxanne has been working in the financial services industry since 2007. Before joining Golub Group in 2012, she served as a Client Service Associate and Client Operations Specialist for Fisher Investments’ U.K. division in San Mateo.

She resides in Milpitas with her husband, daughter and son. During their free time they enjoy spending time at the beach, traveling and playing volleyball.

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